To obtain a copy of the latest Form ADV Part 2 in PDF format, click here or contact us at You can check the backgrounds of FolioBeyond and its personnel by using FINRA’s BrokerCheck. For a copy of our Form ADV, Parts 1 and 2, click here, select "Firm", and type in “FolioBeyond” where prompted. For a copy of our privacy policy, click here.įolioBeyond is registered as an investment adviser with the United States Securities and Exchange Commission, so information about FolioBeyond is publicly available to you. Nothing in this content should be considered a solicitation to buy or an offer to sell shares of any investment in any jurisdiction where the offer or solicitation would be unlawful under the securities laws of such jurisdiction, nor is it intended as investment, tax, financial, or legal advice.įolioBeyond seeks to preserve the privacy of its clients’ information, in accordance with various legal requirements. Investors are subject to securities and tax regulations within their applicable jurisdictions that are not addressed here, and so they should consult their local tax and legal advisors. This content is published in the United States. Share price, yield and return on an actual investment will fluctuate, and investors may have a gain or loss upon the sale of shares in their accounts. ![]() FolioBeyond does not absorb the cost of such brokerage expenses. Investing involves risk, including possible loss of principal. FolioBeyond clients will incur ordinary brokerage expenses when trades are effected for their accounts in the secondary market. Shares may trade at a premium or discount to their NAV in the secondary market. ETF shares are not individually redeemable and will be issued and redeemed at their net asset value (NAV) only through certain authorized broker-dealers in large, specified blocks of shares called "creation units" and otherwise can be bought and sold only through exchanges. Please contact us to discuss your specific situation.FolioBeyond manages client accounts using Exchange-Traded Funds, or " ETFs”. ![]() As of Januthe California Consumer Privacy Act (CCPA) suggests the following link as an extra measure to safeguard your data: Do not sell my personal information.Ĭopyright 2023 Trinity Investment Management, LLC.Īll investments are subject to risk, including possible loss of principal. We take protecting your data and privacy very seriously. FINRA Rule 4210 (Margin Requirements) describes the margin requirements that determine the amount of collateral customers are expected to maintain in their margin accounts, including both strategy-based margin accounts and portfolio margin accounts. The opinions expressed and material provided are for general information, and should not be considered a solicitation for the purchase or sale of any security. Interpretations of FINRAs Margin Requirements Rule. Trinity Fiduciary is not affiliated with the named representative, broker - dealer, state - or SEC - registered investment advisory firm. ![]() Some of this material was developed and produced by Trinity Fiduciary to provide information on a topic that may be of interest. Please consult legal or tax professionals for specific information regarding your individual situation. The information in this material is not intended as tax or legal advice. The content is developed from sources believed to be providing accurate information. Check the background of your financial professional on FINRA's BrokerCheck.
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